LEBC Group Limited

• Principal Place of Business

  c/o FRP Advisory Trading Limited (Liquidator)

  110 Canon Street

  London

  EC4A 6EU

  UNITED KINGDOM

  Phone

  +4402030054000

• Complaints Contact

  c/o FRP Advisory Trading Limited (Liquidator)

  110 Canon Street

  London

  EC4A

  UNITED KINGDOM

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Adam Charles Walsh

  IRN AXW00337

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Adam Giles

  IRN ASG01095

  • CF30 Customer (1 Aug 2017 to 24 Oct 2019)
• Adam Michael Henry Cato

  IRN AMC01338

  • CF30 Customer (16 Jan 2018 to 1 Nov 2019)
• Adam Paul Harris

  IRN APH01124

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 13 Oct 2022)
  • [FCA CF] Client dealing (since 13 Oct 2022)
• Adam Pearce Williams

  IRN AXW00338

  • [FCA CF] Client dealing (25 May 2020 to 5 Aug 2022)
• Alan Clifford Gibson

  IRN ACG01110

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 20 Jul 2020)
  • [FCA CF] Functions requiring qualifications (since 20 Jul 2020)
• Alec Richard Wightman

  IRN ARW00004

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Jun 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jun 2021)
  • CF30 Customer (1 Aug 2017 to 8 Dec 2019)
• Alexander Law

  IRN AXL02203

  • CF30 Customer (23 Jan 2019 to 5 Nov 2019)
• Alison Irvine Pearson

  IRN AIP00003

  • CF30 Customer (4 Sep 2017 to 30 Sep 2019)
• Alison Jane Holliday

  IRN AXH00419

  • [FCA CF] Client dealing (6 Sep 2021 to 22 Dec 2022)
  • [FCA CF] Functions requiring qualifications (6 Sep 2021 to 22 Dec 2022)

No changes recorded yet.