Adam Giles

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited

    FRN 578614

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 12 Jul 2021)
    • [FCA CF] Functions requiring qualifications (since 12 Jul 2021)
  • LEBC Group Limited (no longer approved here)

    FRN 760755

    • CF30 Customer (1 Aug 2017 to 24 Oct 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (24 Feb 2014 to 31 Jul 2017)
  • LEBC Group Ltd (no longer approved here)

    FRN 191818

    • Employed By (24 Feb 2014 to 31 Jul 2017)

Recent activity

Updates to this individual's record on the FCA register.

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