Alexander Law

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Henderson Employee Benefits Limited (no longer approved here)
FRN 115134
- [FCA CF] Client dealing (16 Apr 2021 to 3 Sep 2021)
- [FCA CF] Functions requiring qualifications (1 Mar 2021 to 3 Sep 2021)
LEBC Group Limited (no longer approved here)
FRN 760755
- CF30 Customer (23 Jan 2019 to 5 Nov 2019)
Nestegg Financial Services (no longer approved here)
FRN 121535
- CF30 Customer (5 Jan 2017 to 1 Oct 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.