Henderson Employee Benefits Limited

Date authorised
1 April 2013
Companies House
00889002
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    No 2
    The Bourse
    Leeds
    West Yorkshire
    LS1 5DE
    UNITED KINGDOM
    Phone
    +4401132223311
    Web
    https://www.heb.uk.com

  • Complaints Contact

    No 2 The Bourse
    Leeds
    West Yorkshire
    LS1 5DE
    UNITED KINGDOM
    Phone
    +4401132223311

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Law

    IRN AXL02203

    • [FCA CF] Client dealing (16 Apr 2021 to 3 Sep 2021)
    • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 3 Sep 2021)
  • Benjamin Matthew Danson

    IRN BMD00014

    • CF30 Customer (2 Apr 2012 to 10 Nov 2015)
  • Brian Denney

    IRN BXD00001

    • CF30 Customer (1 Nov 2007 to 1 Jan 2013)
    • Responsible for Insurance Mediation (14 Jan 2005 to 8 Jun 2017)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 18 Jun 2017)
    • CF10 Compliance Oversight (1 Dec 2001 to 18 Jun 2017)
    • CF1 Director (1 Dec 2001 to 18 Jun 2017)
  • David Ross Sheret

    IRN DRS00007

    • CF1 Director (1 Dec 2001 to 10 May 2004)
  • Elaine Merritt

    IRN EXM00001

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (17 Jan 2012 to 8 Dec 2019)
  • Glyn Jenkinson

    IRN GXJ00013

    • [FCA CF] Client dealing (4 Jan 2023 to 9 Jan 2026)
    • [FCA CF] Functions requiring qualifications (4 Jan 2023 to 9 Jan 2026)
  • Gregory John Markham

    IRN GJM01167

    • CF1 Director (AR) (12 Feb 2021 to 17 Mar 2021)
  • Jill Wilson Denney

    IRN JWD00002

    • CF1 Director (1 Dec 2001 to 5 Sep 2012)
  • Jonathan Robert Sturrock

    IRN JRS01197

    • CF30 Customer (2 Apr 2012 to 10 Nov 2015)
  • Joseph Edgar Henderson

    IRN JEH01173

    • Director of firm who is not a certification employee or a SMF manager (since 28 Apr 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.