Henderson Employee Benefits Limited

Date authorised
1 April 2013
Companies House
00889002
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    No 2
    The Bourse
    Leeds
    West Yorkshire
    LS1 5DE
    UNITED KINGDOM
    Phone
    +4401132223311
    Web
    https://www.heb.uk.com

  • Complaints Contact

    No 2 The Bourse
    Leeds
    West Yorkshire
    LS1 5DE
    UNITED KINGDOM
    Phone
    +4401132223311

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kathryn Anne Bastow

    IRN KAA00003

    • CF30 Customer (6 Jan 2011 to 9 Jul 2015)
  • Michelle Louise Ainge

    IRN MXA00484

    • [FCA CF] Functions requiring qualifications (23 Sep 2021 to 1 Apr 2026)
    • [FCA CF] Client dealing (23 Sep 2021 to 1 Apr 2026)
  • Nicholas Braun

    IRN NXB01488

    • CF30 Customer (5 Sep 2012 to 10 Nov 2015)
  • Peter John Stuart Thompson

    IRN PJT01131

    • CF2 Non Executive Director (14 May 2004 to 5 Sep 2012)
  • Riham Mousa

    IRN RXM00534

    • [FCA CF] Functions requiring qualifications (23 Sep 2021 to 1 Apr 2026)
    • [FCA CF] Client dealing (23 Sep 2021 to 1 Apr 2026)
  • Robin William MacDonald

    IRN RWM00013

    • CF10 Compliance Oversight (18 Feb 2013 to 1 Sep 2016)
  • Sharon Vodden

    IRN SXV00001

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2023)
    • SMF3 Executive Director (9 Dec 2019 to 4 Jan 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (24 Sep 2003 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Stephen Charles McDermott

    IRN SCM00004

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (14 Jun 2017 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (13 Jun 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (29 Sep 2016 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (24 Sep 2003 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • Stephen Farrow

    IRN SXF01298

    • SMF3 Executive Director (9 Dec 2019 to 13 Mar 2026)
    • CF1 Director (14 Aug 2012 to 8 Dec 2019)
  • Thomas David Randall

    IRN TDR01030

    • CF30 Customer (24 Mar 2015 to 11 Dec 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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