Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Henderson Employee Benefits Limited (no longer approved here)

    FRN 115134

    • CF10 Compliance Oversight (18 Feb 2013 to 1 Sep 2016)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (1 Nov 2007 to 8 May 2012)
    • CF24 Pension Transfer Specialist (2 Apr 2007 to 31 Oct 2007)
  • Budge and Company Limited (no longer approved here)

    FRN 133515

    • CF21 Investment Adviser (17 Nov 2004 to 16 May 2005)
    • CF24 Pension Transfer Specialist (17 Nov 2004 to 16 May 2005)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF24 Pension Transfer Specialist (28 May 2003 to 12 Oct 2004)
    • CF21 Investment Adviser (28 May 2003 to 12 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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