Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (18 Feb 2013 to 1 Sep 2016)
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- CF30 Customer (1 Nov 2007 to 8 May 2012)
- CF24 Pension Transfer Specialist (2 Apr 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (17 Nov 2004 to 16 May 2005)
- CF24 Pension Transfer Specialist (17 Nov 2004 to 16 May 2005)
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- CF24 Pension Transfer Specialist (28 May 2003 to 12 Oct 2004)
- CF21 Investment Adviser (28 May 2003 to 12 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.