Thomas David Randall

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TFAS Wealth Ltd

    FRN 968148

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 18 Jul 2023)
    • [FCA CF] Client dealing (since 18 Jul 2023)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Mar 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Mar 2021)
    • CF30 Customer (24 Jan 2018 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (15 Feb 2016 to 31 May 2016)
  • Henderson Employee Benefits Limited (no longer approved here)

    FRN 115134

    • CF30 Customer (24 Mar 2015 to 11 Dec 2015)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (7 Sep 2010 to 31 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.