Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 13 Mar 2026)
    • Responsible for Insurance Distribution (since 13 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Mar 2026)
    • SMF3 Executive Director (since 21 Jun 2023)
    • SMF3 Executive Director (since 2 Aug 2021)
  • Henderson Employee Benefits Limited (no longer approved here)

    FRN 115134

    • SMF3 Executive Director (9 Dec 2019 to 13 Mar 2026)
    • CF1 Director (14 Aug 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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