Attis Insurance Brokers Ltd
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
ABC BUILDINGWHITE ROSE PARKMILLSHAW PARK WAYLeedsWest YorkshireLS11 0PAUNITED KINGDOM- Phone
- +447552806584
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Complaints Contact
ABC BUILDINGWHITE ROSE PARKMILLSHAW PARK WAYLeedsWest YorkshireLS11 0PAUNITED KINGDOM- Phone
- +447552806584
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Plan Admin
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Duane Tyrone Bowers
IRN DXB00657
- SMF3 Executive Director (since 6 Jun 2022)
- Responsible for Insurance Distribution (6 Jun 2022 to 16 Mar 2026)
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Emma Louise Simkins
IRN ELS01019
- SMF3 Executive Director (since 14 Jun 2022)
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Gregory John Markham
IRN GJM01167
- Responsible for Insurance Distribution (10 Feb 2021 to 22 Dec 2021)
- SMF3 Executive Director (10 Feb 2021 to 22 Dec 2021)
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Joseph Edgar Henderson
IRN JEH01173
- SMF3 Executive Director (since 12 May 2022)
- Responsible for Insurance Distribution (12 May 2022 to 16 Mar 2026)
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Michael John Picken
IRN MXP00560
- SMF3 Executive Director (since 6 Jun 2022)
- Responsible for Insurance Distribution (6 Jun 2022 to 16 Mar 2026)
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Michelle Louise Ainge
IRN MXA00484
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 1 Apr 2026)
- [FCA CF] Functions requiring qualifications (since 1 Apr 2026)
- [FCA CF] Manager of certification employee (since 1 Apr 2026)
- SMF3 Executive Director (since 13 Mar 2026)
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Neil Beck
IRN NXB00352
- SMF3 Executive Director (since 22 Aug 2022)
- Responsible for Insurance Distribution (22 Aug 2022 to 16 Mar 2026)
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Riham Mousa
IRN RXM00534
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Apr 2026)
- [FCA CF] Client dealing (since 1 Apr 2026)
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Stephen Farrow
IRN SXF01298
- SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Mar 2026)
- SMF16 Compliance Oversight (since 13 Mar 2026)
- Responsible for Insurance Distribution (since 13 Mar 2026)
- SMF3 Executive Director (since 21 Jun 2023)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.