Date authorised
10 February 2021
Companies House
12955173
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    ABC BUILDING
    WHITE ROSE PARK
    MILLSHAW PARK WAY
    Leeds
    West Yorkshire
    LS11 0PA
    UNITED KINGDOM
    Phone
    +447552806584
  • Complaints Contact

    ABC BUILDING
    WHITE ROSE PARK
    MILLSHAW PARK WAY
    Leeds
    West Yorkshire
    LS11 0PA
    UNITED KINGDOM
    Phone
    +447552806584

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Duane Tyrone Bowers

    IRN DXB00657

    • SMF3 Executive Director (since 6 Jun 2022)
    • Responsible for Insurance Distribution (6 Jun 2022 to 16 Mar 2026)
  • Emma Louise Simkins

    IRN ELS01019

    • SMF3 Executive Director (since 14 Jun 2022)
  • Gregory John Markham

    IRN GJM01167

    • Responsible for Insurance Distribution (10 Feb 2021 to 22 Dec 2021)
    • SMF3 Executive Director (10 Feb 2021 to 22 Dec 2021)
  • Joseph Edgar Henderson

    IRN JEH01173

    • SMF3 Executive Director (since 12 May 2022)
    • Responsible for Insurance Distribution (12 May 2022 to 16 Mar 2026)
  • Michael John Picken

    IRN MXP00560

    • SMF3 Executive Director (since 6 Jun 2022)
    • Responsible for Insurance Distribution (6 Jun 2022 to 16 Mar 2026)
  • Michelle Louise Ainge

    IRN MXA00484

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Apr 2026)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2026)
    • [FCA CF] Manager of certification employee (since 1 Apr 2026)
    • SMF3 Executive Director (since 13 Mar 2026)
  • Neil Beck

    IRN NXB00352

    • SMF3 Executive Director (since 22 Aug 2022)
    • Responsible for Insurance Distribution (22 Aug 2022 to 16 Mar 2026)
  • Riham Mousa

    IRN RXM00534

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2026)
    • [FCA CF] Client dealing (since 1 Apr 2026)
  • Stephen Farrow

    IRN SXF01298

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Mar 2026)
    • SMF16 Compliance Oversight (since 13 Mar 2026)
    • Responsible for Insurance Distribution (since 13 Mar 2026)
    • SMF3 Executive Director (since 21 Jun 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.