Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 20 Jul 2020)
    • [FCA CF] Functions requiring qualifications (since 20 Jul 2020)
  • TITAN WEALTH PLANNING LTD (no longer approved here)

    FRN 574458

    • [FCA CF] Functions requiring qualifications (9 Aug 2023 to 6 Apr 2026)
    • [FCA CF] Client dealing (9 Aug 2023 to 6 Apr 2026)
  • Watson Buckle Wealth Management Limited (no longer approved here)

    FRN 490073

    • (8)Employed By (16 Jan 2019 to 16 Oct 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (7 Oct 2015 to 7 Dec 2018)
  • BBT Group Ltd (no longer approved here)

    FRN 189722

    • Employed By (7 Oct 2015 to 7 Dec 2018)
  • OAKLEY INDEPENDENT LIMITED (no longer approved here)

    FRN 458146

    • CF30 Customer (31 Dec 2012 to 23 Oct 2015)

Recent activity

Updates to this individual's record on the FCA register.

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