Affinity Financial Awareness Limited

• Principal Place of Business

  Third Foor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

  Web

  https://www.affinityadvise.co.uk

• Complaints Contact

  Third Floor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aaron Haddock

  IRN AXH03317

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Apr 2026)
• Abolore Oladimeji Awesu

  IRN AXA83674

  • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 28 Oct 2022)
• Adam Gerrard

  IRN AXG16024

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 22 Mar 2023)
• Adam Lee Parker

  IRN AXP00366

  • [FCA CF] Functions requiring qualifications (4 Oct 2022 to 12 Jun 2024)
• Adam Paul Harris

  IRN APH01124

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Sep 2022)
  • CF30 Customer (30 Sep 2016 to 8 Dec 2019)
• Adil Khan Rafiq

  IRN AXR00398

  • [FCA CF] Functions requiring qualifications (1 Aug 2023 to 12 Apr 2024)
• Adrian Paul Banks

  IRN APB00047

  • CF21 Investment Adviser (24 Nov 2004 to 24 May 2007)
• Adrian Peacock

  IRN AXP00098

  • CF30 Customer (1 Nov 2007 to 28 Jun 2016)
  • CF21 Investment Adviser (16 Mar 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (24 Nov 2004 to 16 Mar 2005)
• Adrian Robert Corless

  IRN ARC00007

  • CF30 Customer (1 Nov 2007 to 12 Jul 2016)
  • CF21 Investment Adviser (24 Nov 2004 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (24 Nov 2004 to 31 Oct 2007)
• Ahmed Refaat

  IRN AXR01086

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)

No changes recorded yet.