Adrian Peacock

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ACUMEN INVESTMENT & PENSION SOLUTIONS LTD

    FRN 978795

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Jun 2023)
    • [FCA CF] Client dealing (since 12 Jun 2023)
    • Responsibility for MCD Intermediation (since 13 Apr 2023)
    • Responsible for Insurance Distribution (since 13 Apr 2023)
    • SMF3 Executive Director (since 13 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Apr 2023)
    • SMF16 Compliance Oversight (since 13 Apr 2023)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF1 Director (AR) (25 Aug 2016 to 31 Jan 2018)
    • CF30 Customer (25 Aug 2016 to 31 Jan 2018)
  • Acumen Investment Solutions Ltd (no longer approved here)

    FRN 753315

    • (1)Employed By (25 Aug 2016 to 31 Jan 2018)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • CF30 Customer (1 Nov 2007 to 28 Jun 2016)
    • CF21 Investment Adviser (16 Mar 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Nov 2004 to 16 Mar 2005)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 24 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Acumen Investment Solutions Ltd

  2. controlled function added: (1)Employed By at Acumen Investment Solutions Ltd