Adam Lee Parker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perspective (North East) Limited

    FRN 150317

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 28 Jun 2024)
    • [FCA CF] Client dealing (since 28 Jun 2024)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • [FCA CF] Functions requiring qualifications (4 Oct 2022 to 12 Jun 2024)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • [FCA CF] Functions requiring qualifications (4 Oct 2022 to 12 Jun 2024)
  • AEON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 414369

    • [FCA CF] Client dealing (15 Sep 2021 to 2 Sep 2022)
    • [FCA CF] Functions requiring qualifications (15 Sep 2021 to 2 Sep 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.