AEON FINANCIAL SERVICES LIMITED

• Principal Place of Business

  Aeon Financial Services Ltd

  Aeon Court

  108 Main Street

  Bramley

  Rotherham

  S66 2SE

  UNITED KINGDOM

  Phone

  +4401709730600

  Web

  https://www.aeon-ifa.co.uk

• Complaints Contact

  Aeon Financial Services Ltd

  Aeon Court

  108 Main Street

  Bramley

  Rotherham

  S66 2SE

  UNITED KINGDOM

  Phone

  +4401709730600

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

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  • · Limited to credit broking which is not for the purposes of increasing the funds available for investment into retail investment products.

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management plans

• Consumer Loans

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  • · Limited to lending that is in connection with fees for services provided in relation to regular premium products.

• Loan Servicing

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Adam Lee Parker

  IRN AXP00366

  • [FCA CF] Client dealing (15 Sep 2021 to 2 Sep 2022)
  • [FCA CF] Functions requiring qualifications (15 Sep 2021 to 2 Sep 2022)
• Andrew Brian Hill

  IRN ABH00003

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 5 May 2016)
  • CF1 Director (21 May 2009 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (3 Oct 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (15 Mar 2005 to 31 Oct 2007)
• Andrew John Travis

  IRN AJT00030

  • CF21 Investment Adviser (6 Oct 2005 to 3 Oct 2006)
  • CF22 Investment Adviser (Trainee) (21 Feb 2005 to 6 Oct 2005)
• Andrew Staveley

  IRN AGS00025

  • CF30 Customer (2 Jan 2013 to 16 Aug 2013)
• Andrew Woolhouse

  IRN AJW01493

  • CF30 Customer (14 Jul 2010 to 17 Jun 2016)
• Anthony James Roddis

  IRN AXR00171

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Nov 2021)
  • [FCA CF] Client dealing (since 1 Nov 2021)
• Anthony Richard Long

  IRN ARL00001

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 11. Pension transfer specialist
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 21. Advising or arranging (bringing about) equity release transactions
  • 7. Giving personal recommendations on long-term care insurance contracts
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (21 Feb 2005 to 8 Dec 2019)
  • CF10 Compliance Oversight (21 Feb 2005 to 8 Dec 2019)
  • CF1 Director (21 Feb 2005 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (21 Feb 2005 to 31 Mar 2009)
  • Responsible for Insurance Mediation (21 Feb 2005 to 30 Sep 2018)
  • CF21 Investment Adviser (21 Feb 2005 to 31 Oct 2007)
• David Chapman

  IRN DXC00178

  • CF30 Customer (1 Nov 2007 to 16 Nov 2015)
  • CF21 Investment Adviser (21 Feb 2005 to 31 Oct 2007)
• Edward Jonathan Stevens

  IRN EJS01081

  • CF30 Customer (1 Nov 2007 to 15 Jul 2015)
  • CF21 Investment Adviser (8 Jun 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (22 Jun 2006 to 8 Jun 2007)
• Garry Hughes

  IRN GXH01374

  • [FCA CF] Client dealing (9 Dec 2019 to 24 Oct 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Oct 2023)
  • CF30 Customer (11 Oct 2012 to 8 Dec 2019)

• Sunrise Financial Ltd (no longer appointed)

  FRN 830222 · Appointed 8 Jan 2019 · Until 10 May 2024

• Barbers & Hairdressers Limited (no longer appointed)

  FRN 618295 · Appointed 3 May 2018 · Until 28 Feb 2019

• The Investment Advice Company Ltd (no longer appointed)

  FRN 609201 · Appointed 24 Oct 2013 · Until 20 Apr 2023

No changes recorded yet.