Anthony James Roddis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AEON FINANCIAL SERVICES LIMITED

    FRN 414369

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Nov 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2021)
  • Leo Alexander Wealth & Financial Management Limited (no longer approved here)

    FRN 624042

    • [FCA CF] Client dealing (24 Jan 2020 to 31 Mar 2021)
    • [FCA CF] Functions requiring qualifications (24 Jan 2020 to 31 Mar 2021)

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Updates to this individual's record on the FCA register.

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