Andrew Woolhouse

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • iWealth Financial Ltd

    FRN 949845

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2021)
    • Responsible for Insurance Distribution (since 1 Oct 2021)
    • SMF16 Compliance Oversight (since 1 Oct 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Oct 2021)
    • SMF3 Executive Director (since 1 Oct 2021)
    • [FCA CF] Client dealing (since 1 Oct 2021)
    • Responsibility for MCD Intermediation (1 Oct 2021 to 16 Aug 2023)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2021)
    • CF30 Customer (16 Jun 2016 to 30 Sep 2021)
    • CF1 Director (AR) (16 Jun 2016 to 30 Sep 2021)
  • AEON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 414369

    • CF30 Customer (14 Jul 2010 to 17 Jun 2016)

Recent activity

Updates to this individual's record on the FCA register.

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