AEON FINANCIAL SERVICES LIMITED

• Principal Place of Business

  Aeon Financial Services Ltd

  Aeon Court

  108 Main Street

  Bramley

  Rotherham

  S66 2SE

  UNITED KINGDOM

  Phone

  +4401709730600

  Web

  https://www.aeon-ifa.co.uk

• Complaints Contact

  Aeon Financial Services Ltd

  Aeon Court

  108 Main Street

  Bramley

  Rotherham

  S66 2SE

  UNITED KINGDOM

  Phone

  +4401709730600

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

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  • · Limited to credit broking which is not for the purposes of increasing the funds available for investment into retail investment products.

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management plans

• Consumer Loans

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  • · Limited to lending that is in connection with fees for services provided in relation to regular premium products.

• Loan Servicing

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• James Anthony McGovern

  IRN JXM04052

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 14 May 2024)
  • [FCA CF] Functions requiring qualifications (since 14 May 2024)
• James Robert Allan

  IRN JRA01121

  • CF30 Customer (30 Nov 2015 to 17 Jun 2016)
• John Shaw

  IRN JXS00174

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Oct 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Oct 2021)
  • CF30 Customer (25 Mar 2009 to 8 Dec 2019)
• Josephine Rebecca Frances Ogle

  IRN JRL01144

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Oct 2013 to 8 Dec 2019)
• Julie Long

  IRN JXL01354

  • CF1 Director (21 Feb 2005 to 1 Feb 2010)
• Karen Sarah Dunstan Booth

  IRN KSB01030

  • CF30 Customer (1 Nov 2007 to 30 Dec 2010)
  • CF21 Investment Adviser (16 Jun 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (5 Jul 2005 to 16 Jun 2006)
• Mark Andrew Sleeman

  IRN MAS01394

  • CF30 Customer (23 Sep 2013 to 20 Dec 2013)
• Mark Barnard

  IRN MXB04086

  • [FCA CF] Client dealing (8 Jan 2024 to 28 Nov 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Jul 2021)
  • CF30 Customer (10 Jan 2018 to 8 Dec 2019)
• Richard Gabriel Say

  IRN RXS00477

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 14 Jun 2021)
  • [FCA CF] Functions requiring qualifications (since 14 Jun 2021)
• Ronald Thomas Blundell

  IRN RTB01042

  • CF30 Customer (25 Nov 2008 to 24 Dec 2008)

• Sunrise Financial Ltd (no longer appointed)

  FRN 830222 · Appointed 8 Jan 2019 · Until 10 May 2024

• Barbers & Hairdressers Limited (no longer appointed)

  FRN 618295 · Appointed 3 May 2018 · Until 28 Feb 2019

• The Investment Advice Company Ltd (no longer appointed)

  FRN 609201 · Appointed 24 Oct 2013 · Until 20 Apr 2023

No changes recorded yet.