Mark Andrew Sleeman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited

    FRN 578614

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 18 Jan 2021)
    • [FCA CF] Functions requiring qualifications (since 18 Jan 2021)
    • CF30 Customer (4 Jan 2018 to 8 Dec 2019)
  • AEON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 414369

    • CF30 Customer (23 Sep 2013 to 20 Dec 2013)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (21 Apr 2008 to 20 May 2009)

Recent activity

Updates to this individual's record on the FCA register.

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