Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AEON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 414369

    • [FCA CF] Client dealing (8 Jan 2024 to 28 Nov 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Jul 2021)
    • CF30 Customer (10 Jan 2018 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (4 Jan 2022 to 30 Oct 2023)
    • CF30 Customer (21 Dec 2021 to 30 Oct 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.