AEON FINANCIAL SERVICES LIMITED

• Principal Place of Business

  Aeon Financial Services Ltd

  Aeon Court

  108 Main Street

  Bramley

  Rotherham

  S66 2SE

  UNITED KINGDOM

  Phone

  +4401709730600

  Web

  https://www.aeon-ifa.co.uk

• Complaints Contact

  Aeon Financial Services Ltd

  Aeon Court

  108 Main Street

  Bramley

  Rotherham

  S66 2SE

  UNITED KINGDOM

  Phone

  +4401709730600

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

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  • · Limited to credit broking which is not for the purposes of increasing the funds available for investment into retail investment products.

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management plans

• Consumer Loans

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  • · Limited to lending that is in connection with fees for services provided in relation to regular premium products.

• Loan Servicing

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Sarah Iqbal

  IRN SXI01333

  • CF30 Customer (17 Nov 2015 to 28 Apr 2017)
• Simon Farrington Harris

  IRN SXH10188

  • CF1 Director (AR) (27 Jan 2022 to 1 Apr 2024)
  • Appointed representative dealing with clients for which they require qualification (24 Jun 2020 to 1 Apr 2024)
  • [FCA CF] Client dealing (24 Jun 2020 to 1 Apr 2024)
  • [FCA CF] Functions requiring qualifications (24 Jun 2020 to 1 Apr 2024)
  • CF30 Customer (24 Jan 2019 to 1 Apr 2024)
• Simon Mark Mason Frost

  IRN SMF00024

  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (3 Sep 2013 to 8 Dec 2019)
• Stephen Richard Groves

  IRN SRG01098

  • CF1 Director (AR) (23 Sep 2021 to 5 Apr 2023)
  • CF30 Customer (23 Sep 2021 to 5 Apr 2023)
  • [FCA CF] Functions requiring qualifications (1 Jul 2021 to 30 Apr 2023)
  • Appointed representative dealing with clients for which they require qualification (1 Jul 2021 to 30 Apr 2023)
  • [FCA CF] Client dealing (1 Jul 2021 to 30 Apr 2023)
• Stephen Robert Mottram

  IRN SRM00053

  • CF30 Customer (1 Feb 2010 to 19 Jun 2014)
• Virginia Mary Hashimi

  IRN VMH00002

  • [FCA CF] Client dealing (9 Dec 2019 to 4 Apr 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Apr 2023)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Apr 2023)
  • CF1 Director (AR) (7 Nov 2013 to 7 Dec 2021)
  • CF30 Customer (7 Nov 2013 to 7 Dec 2021)

• Sunrise Financial Ltd (no longer appointed)

  FRN 830222 · Appointed 8 Jan 2019 · Until 10 May 2024

• Barbers & Hairdressers Limited (no longer appointed)

  FRN 618295 · Appointed 3 May 2018 · Until 28 Feb 2019

• The Investment Advice Company Ltd (no longer appointed)

  FRN 609201 · Appointed 24 Oct 2013 · Until 20 Apr 2023

No changes recorded yet.