Affinity Financial Awareness Limited

• Principal Place of Business

  Third Foor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

  Web

  https://www.affinityadvise.co.uk

• Complaints Contact

  Third Floor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Akinlawon Olumekun

  IRN AXO00006

  • CF30 Customer (1 May 2014 to 15 Jan 2019)
• Alan Cook

  IRN AXC00115

  • CF30 Customer (1 Nov 2007 to 31 Jan 2008)
  • CF22 Investment Adviser (Trainee) (17 Oct 2007 to 31 Oct 2007)
• Alan Kirk

  IRN AXK00015

  • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
  • CF22 Investment Adviser (Trainee) (5 Sep 2007 to 31 Oct 2007)
• Alison Clare Howarth

  IRN ACH00024

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2020)
  • [FCA CF] Functions requiring qualifications (18 Dec 2019 to 27 Mar 2020)
• Alistair Nicholas Habermehl

  IRN AXH00774

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 18 Aug 2022)
• Allan Gordon Smith

  IRN AGS01152

  • CF30 Customer (24 Oct 2012 to 30 Aug 2013)
• Alwyn Petrus van Staden

  IRN APV01033

  • CF30 Customer (9 Jul 2015 to 6 Aug 2018)
• Amanda Louise Baker-Blakeley

  IRN ALB01134

  • CF30 Customer (5 Sep 2013 to 24 Mar 2016)
• Amit Taneja

  IRN AXT00290

  • [FCA CF] Functions requiring qualifications (23 May 2022 to 20 Feb 2025)
• Andreea Jackson

  IRN AXG02339

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 25 Aug 2022)

No changes recorded yet.