Affinity Financial Awareness Limited

• Principal Place of Business

  Third Foor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

  Web

  https://www.affinityadvise.co.uk

• Complaints Contact

  Third Floor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Charles Tubb

  IRN ACT01092

  • [FCA CF] Functions requiring qualifications (21 Jan 2020 to 27 Mar 2020)
• Andrew David Giddings

  IRN AXG00082

  • CF30 Customer (20 Jan 2009 to 28 Jun 2016)
• Andrew Eric Mitchell

  IRN AEM00030

  • CF30 Customer (16 Nov 2009 to 27 Jul 2010)
  • CF21 Investment Adviser (24 Nov 2004 to 31 Oct 2007)
• Andrew Ferguson

  IRN AXF00001

  • CF30 Customer (6 Nov 2007 to 2 Jul 2016)
• Andrew Goodwin

  IRN AXG00008

  • CF30 Customer (27 Jun 2012 to 3 Jul 2013)
• Andrew Hooper

  IRN AJH01600

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 23 Jul 2025)
• Andrew James Scourfield

  IRN AJS01559

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (30 Sep 2015 to 8 Dec 2019)
• Andrew Kevin Jones

  IRN AKJ00002

  • CF30 Customer (10 Aug 2010 to 20 Jan 2014)
• Andrew Meek

  IRN AXM00393

  • CF30 Customer (20 Apr 2009 to 28 May 2010)
• Andrew Simpson

  IRN AXS02327

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Mar 2020)
  • CF30 Customer (7 Mar 2017 to 8 Dec 2019)

No changes recorded yet.