Affinity Financial Awareness Limited

• Principal Place of Business

  Third Foor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

  Web

  https://www.affinityadvise.co.uk

• Complaints Contact

  Third Floor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony Nicholas Stevens

  IRN ANS01087

  • [FCA CF] Functions requiring qualifications (30 Aug 2023 to 12 Oct 2023)
• Anthony Paul Hornby Smith

  IRN APS00039

  • CF30 Customer (3 Mar 2008 to 28 Jun 2016)
• Anthony Vasiliou

  IRN AXV01499

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 6 Mar 2025)
• Antonia Roberts

  IRN AXR16500

  • CF30 Customer (28 Jun 2019 to 15 Jul 2019)
• Arnold Watson

  IRN ADW00019

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Jul 2023)
  • CF30 Customer (6 Nov 2017 to 8 Dec 2019)
• Ashley Paul Waddington

  IRN APW01098

  • CF30 Customer (19 Jun 2019 to 16 Aug 2019)
• Ashley Stefan Whitaker

  IRN ASW00002

  • [FCA CF] Functions requiring qualifications (7 Jul 2020 to 30 Jun 2022)
• Ashley William Young

  IRN AXY00112

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 24 Jul 2023)
• Ben William Raw

  IRN BWR01026

  • [FCA CF] Functions requiring qualifications (14 Oct 2022 to 11 Jun 2024)
• Benjamin David Evans

  IRN BDE01017

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Aug 2021)
  • CF30 Customer (24 Aug 2017 to 8 Dec 2019)

No changes recorded yet.