Anthony Paul Hornby Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rothesay Bennett Limited

    FRN 795885

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (30 Jan 2019 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (25 Aug 2016 to 19 Jan 2019)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (185)Employed By (25 Aug 2016 to 19 Jan 2019)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • CF30 Customer (3 Mar 2008 to 28 Jun 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.