Anthony Nicholas Stevens

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rosemount Financial Solutions (IFA) Limited

    FRN 535515

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 22 Nov 2023)
    • CF30 Customer (since 20 Nov 2023)
    • [FCA CF] Client dealing (since 12 Jan 2023)
    • [FCA CF] Functions requiring qualifications (16 Oct 2023 to 22 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Feb 2021 to 21 Jul 2023)
    • [FCA CF] Client dealing (5 Feb 2021 to 21 Jul 2023)
    • CF1 Director (AR) (17 Oct 2019 to 8 Apr 2020)
    • CF30 Customer (17 Oct 2019 to 1 Jun 2020)
  • Secure For Life Wealth Management Limited

    FRN 912517

    • (7)Employed By (since 20 Nov 2023)
    • (5)Employed By (29 Jan 2021 to 21 Jul 2023)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • [FCA CF] Functions requiring qualifications (30 Aug 2023 to 12 Oct 2023)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • [FCA CF] Functions requiring qualifications (30 Aug 2023 to 12 Oct 2023)
  • Red Dot (Cymru) Ltd (no longer approved here)

    FRN 302540

    • CF30 Customer (21 Feb 2019 to 1 Jun 2020)
  • Secure for Life Ltd (no longer approved here)

    FRN 693798

    • (3)Employed By (21 Feb 2019 to 1 Jun 2020)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (13 Feb 2018 to 14 Mar 2019)
    • CF1 Director (AR) (8 May 2017 to 13 May 2019)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (8 May 2017 to 13 May 2019)
  • Svensoni Referral Services Ltd (no longer approved here)

    FRN 774770

    • Employed By (8 May 2017 to 13 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.