Red Dot (Cymru) Ltd

Date authorised
1 April 2013
Companies House
04254949
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    73 Rhosmaen Street
    Llandeilo
    Carmarthenshire
    SA19 6LW
    UNITED KINGDOM
    Phone
    +4401558825950
    Web
    https://www.reddotgroup.co.uk

  • Complaints Contact

    73 Rhosmaen Street
    Llandeilo
    Carmarthenshire
    SA19 6LW
    UNITED KINGDOM
    Phone
    +4401558825950
    Web
    https://www.reddotgroup.co.uk

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

  • Investment Advice (no pensions)

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 2 limitations
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
    • · Limited to debt counselling which is provided in connection with buy-to-let mortgages and investment advice.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Score Services

    Show 1 limitation
    • · Limited to the provision of credit information services with no credit repair (as defined by 89A(3)(c) & (d) Regulated Activities order).

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam John Price

    IRN AXP00373

    • CF30 Customer (20 Feb 2023 to 1 Nov 2023)
  • Andrew Warrand Thomas

    IRN AWT00003

    • SMF3 Executive Director (16 Mar 2020 to 19 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Sep 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Sep 2023)
    • CF30 Customer (5 Sep 2014 to 8 Dec 2019)
  • Anna Marie Payne

    IRN AMP00043

    • CF30 Customer (1 May 2019 to 1 Nov 2019)
  • Anthony David Jukes

    IRN AXJ08935

    • CF1 Director (AR) (1 Dec 2018 to 1 Nov 2023)
  • Anthony Nicholas Stevens

    IRN ANS01087

    • CF30 Customer (21 Feb 2019 to 1 Jun 2020)
  • David Matthew Davies

    IRN DXD08918

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 19 Dec 2025)
    • CF1 Director (AR) (5 Dec 2018 to 3 Aug 2023)
  • Derek Ivor Evans

    IRN DIE00002

    • CF30 Customer (1 Nov 2007 to 15 Sep 2009)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Gavin Welsh

    IRN GRW01098

    • CF30 Customer (22 May 2018 to 30 Aug 2019)
  • George Hugh Laidlaw

    IRN GHL00010

    • CF29 Significant management (1 Nov 2007 to 21 Jun 2018)
    • CF30 Customer (1 Nov 2007 to 21 Jun 2018)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (1 Jun 2005 to 31 Oct 2007)
    • CF1 Director (31 Oct 2004 to 21 Jun 2018)
  • Gwilym Dyfed Lloyd-Jones

    IRN GDL00015

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 16 Aug 2018)
    • Responsible for Insurance Mediation (16 Aug 2018 to 30 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF19 Significant Mgt (Financial Resources) (1 Jun 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.