Andrew Warrand Thomas

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 15 Apr 2024)
    • CF1 Director (AR) (since 27 Mar 2024)
    • CF30 Customer (since 27 Mar 2024)
  • Thomas Financial Services Ltd

    FRN 626393

    • Employed By (since 27 Mar 2024)
    • Employed By (5 Sep 2014 to 21 Jun 2018)
  • Red Dot (Cymru) Ltd (no longer approved here)

    FRN 302540

    • SMF3 Executive Director (16 Mar 2020 to 19 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Sep 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Sep 2023)
    • CF30 Customer (5 Sep 2014 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 3 Sep 2012)
    • CF7 Sole Trader (AR) (20 Sep 2006 to 31 Jan 2007)
    • CF21 Investment Adviser (20 Sep 2006 to 31 Oct 2007)
  • AW THomas Financial Services (no longer approved here)

    FRN 457260

    • Employed By (20 Sep 2006 to 3 Sep 2012)
  • Principality Building Society (no longer approved here)

    FRN 155998

    • CF21 Investment Adviser (28 Feb 2003 to 17 Oct 2003)
    • CF22 Investment Adviser (Trainee) (26 Feb 2003 to 28 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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