Red Dot (Cymru) Ltd

Date authorised
1 April 2013
Companies House
04254949
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    73 Rhosmaen Street
    Llandeilo
    Carmarthenshire
    SA19 6LW
    UNITED KINGDOM
    Phone
    +4401558825950
    Web
    https://www.reddotgroup.co.uk

  • Complaints Contact

    73 Rhosmaen Street
    Llandeilo
    Carmarthenshire
    SA19 6LW
    UNITED KINGDOM
    Phone
    +4401558825950
    Web
    https://www.reddotgroup.co.uk

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

  • Investment Advice (no pensions)

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 2 limitations
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
    • · Limited to debt counselling which is provided in connection with buy-to-let mortgages and investment advice.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Score Services

    Show 1 limitation
    • · Limited to the provision of credit information services with no credit repair (as defined by 89A(3)(c) & (d) Regulated Activities order).

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Michael Cullen

    IRN JXC08940

    • CF1 Director (AR) (since 26 Sep 2019)
  • Louise Langdon

    IRN LXL01456

    • CF30 Customer (8 Dec 2016 to 31 Jan 2018)
  • Luke George Norman Stanley

    IRN LGS01020

    • CF30 Customer (23 Sep 2013 to 1 Sep 2014)
  • Lyn John Evans

    IRN LJE00010

    • CF8 Apportionment and Oversight (31 Oct 2004 to 14 Jan 2005)
    • CF1 Director (31 Oct 2004 to 14 Jan 2005)
  • Mark Edward Ashworth

    IRN MEA01083

    • CF30 Customer (3 May 2022 to 1 Nov 2023)
    • CF1 Director (AR) (13 Dec 2021 to 1 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (1 Oct 2021 to 24 Jan 2025)
    • [FCA CF] Client dealing (1 Oct 2021 to 24 Jan 2025)
    • [FCA CF] Functions requiring qualifications (1 Oct 2021 to 24 Jan 2025)
  • Martin William Walls

    IRN MWW00001

    • CF30 Customer (22 Jul 2022 to 1 Nov 2023)
    • CF1 Director (AR) (8 Jul 2022 to 1 Nov 2023)
  • Neil John Lewis

    IRN NXL00079

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Client dealing (since 11 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Nigel John Ogden

    IRN NJO00003

    • CF30 Customer (17 Oct 2018 to 31 Dec 2019)
  • Paris Fynn Phoenix Rayner

    IRN PXR08994

    • CF1 Director (AR) (4 Dec 2018 to 3 Aug 2023)
  • Paul Anthony Everett

    IRN PAE00012

    • CF30 Customer (8 Dec 2016 to 7 Jun 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.