Martin William Walls

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GRAFTON COURT WEALTH MANAGEMENT LTD

    FRN 994563

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 7 Nov 2023)
    • [FCA CF] Functions requiring qualifications (since 7 Nov 2023)
    • SMF3 Executive Director (since 1 Nov 2023)
  • Red Dot (Cymru) Ltd (no longer approved here)

    FRN 302540

    • CF30 Customer (22 Jul 2022 to 1 Nov 2023)
    • CF1 Director (AR) (8 Jul 2022 to 1 Nov 2023)
  • TITAN WEALTH PLANNING LTD (no longer approved here)

    FRN 574458

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Jul 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Jul 2021)
    • CF30 Customer (7 Sep 2012 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (6 Mar 2006 to 30 Nov 2006)
    • CF21 Investment Adviser (6 Mar 2006 to 30 Nov 2006)
  • WallsWalker Financial Management Ltd (no longer approved here)

    FRN 230956

    • Employed By (21 Jan 2004 to 30 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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