Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 11 Jan 2019)
- CF30 Customer (since 11 Jan 2019)
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Altus Financial Ltd
FRN 825685
- (1)Employed By (since 11 Jan 2019)
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- CF30 Customer (1 Sep 2014 to 31 Jul 2016)
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- CF30 Customer (23 Sep 2013 to 1 Sep 2014)
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- CF30 Customer (5 Oct 2012 to 4 Jul 2013)
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- CF30 Customer (1 Jan 2010 to 30 Sep 2012)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Altus Financial Ltd
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controlled function added: (1)Employed By at Altus Financial Ltd