Future Asset Management LLP

• Principal Place of Business

  Number 3

  Waterton Park

  Waterton

  Bridgend

  Mid Glamorgan

  CF31 3PH

  UNITED KINGDOM

  Phone

  +4401656652199

  Web

  https://www.famllp.com

• Complaints Contact

  Number 3

  Waterton Park

  Waterton

  Bridgend

  Mid Glamorgan

  CF31 3PH

  UNITED KINGDOM

  Phone

  +4401656652199

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Catherine Michelle Rowe

  IRN CMR01090

  • CF30 Customer (1 Nov 2007 to 30 Apr 2012)
  • CF22 Investment Adviser (Trainee) (16 Jan 2007 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (17 Jan 2005 to 30 Apr 2012)
  • CF10 Compliance Oversight (17 Jan 2005 to 30 Apr 2012)
  • CF4 Partner (17 Jan 2005 to 30 Apr 2012)
• David Edwin Wingar

  IRN DEW00011

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Feb 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (17 Jan 2005 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (17 Jan 2005 to 31 Oct 2007)
  • CF4 Partner (17 Jan 2005 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (17 Jan 2005 to 31 Mar 2009)
  • Responsible for Insurance Mediation (17 Jan 2005 to 30 Sep 2018)
• Graham David Wingar

  IRN GDW01071

  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF4 Partner (11 Jun 2012 to 8 Dec 2019)
  • CF30 Customer (4 Jan 2011 to 8 Dec 2019)
• Luke George Norman Stanley

  IRN LGS01020

  • CF30 Customer (1 Sep 2014 to 31 Jul 2016)
• Mark Okechukwu Iheanacho

  IRN MOI00001

  • CF21 Investment Adviser (24 Apr 2006 to 24 Apr 2006)
• Matthew Spence

  IRN MOS01017

  • CF30 Customer (30 Jul 2009 to 1 Dec 2009)
• Michael John Lewis

  IRN MJL01281

  • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
  • CF22 Investment Adviser (Trainee) (5 Sep 2007 to 31 Oct 2007)
• Nicola Jayne Wingar

  IRN NJW01136

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (8 Jun 2012 to 8 Dec 2019)
  • CF10 Compliance Oversight (8 Jun 2012 to 8 Dec 2019)
  • CF4 Partner (17 Jan 2005 to 8 Dec 2019)
• Phillip Steven Rossi-Tall

  IRN PST00007

  • CF21 Investment Adviser (1 Dec 2005 to 1 Dec 2006)
• Richard William Lovering

  IRN RWL01053

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Sep 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 8 Sep 2022)

No changes recorded yet.