Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Jun 2020)
- CF30 Customer (6 Jun 2019 to 12 Jun 2020)
-
- (18)Employed By (6 Jun 2019 to 12 Jun 2020)
-
- CF21 Investment Adviser (1 Dec 2005 to 1 Dec 2006)
-
- CF21 Investment Adviser (10 May 2004 to 24 Mar 2006)
- CF1 Director (AR) (10 May 2004 to 24 Mar 2006)
-
- Employed By (10 Sep 2003 to 24 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.