Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (5 Jan 2022 to 8 Jul 2022)
- [FCA CF] Client dealing (5 Jan 2022 to 8 Jul 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Aug 2021)
- CF1 Director (AR) (8 Dec 2016 to 25 Aug 2021)
- CF30 Customer (8 Dec 2016 to 25 Aug 2021)
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- CF30 Customer (4 Aug 2010 to 21 Dec 2010)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2011)
- CF21 Investment Adviser (27 Dec 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (21 Sep 2006 to 27 Dec 2006)
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- CF21 Investment Adviser (24 Apr 2006 to 24 Apr 2006)
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- CF21 Investment Adviser (16 Feb 2005 to 24 Mar 2005)
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- CF1 Director (18 Aug 2004 to 19 Aug 2004)
- CF10 Compliance Oversight (18 Aug 2004 to 19 Aug 2004)
- CF11 Money Laundering Reporting (18 Aug 2004 to 19 Aug 2004)
- CF21 Investment Adviser (18 Aug 2004 to 19 Aug 2004)
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- CF21 Investment Adviser (23 Apr 2004 to 31 Jan 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.