Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Functions requiring qualifications (5 Jan 2022 to 8 Jul 2022)
    • [FCA CF] Client dealing (5 Jan 2022 to 8 Jul 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Aug 2021)
    • CF1 Director (AR) (8 Dec 2016 to 25 Aug 2021)
    • CF30 Customer (8 Dec 2016 to 25 Aug 2021)
    • CF30 Customer (4 Aug 2010 to 21 Dec 2010)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 31 Dec 2011)
    • CF21 Investment Adviser (27 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Sep 2006 to 27 Dec 2006)
  • Future Asset Management LLP (no longer approved here)

    FRN 414752

    • CF21 Investment Adviser (24 Apr 2006 to 24 Apr 2006)
  • HHPG Limited (no longer approved here)

    FRN 191436

    • CF21 Investment Adviser (16 Feb 2005 to 24 Mar 2005)
  • Sandham, Davies & Jones Ltd (no longer approved here)

    FRN 229652

    • CF1 Director (18 Aug 2004 to 19 Aug 2004)
    • CF10 Compliance Oversight (18 Aug 2004 to 19 Aug 2004)
    • CF11 Money Laundering Reporting (18 Aug 2004 to 19 Aug 2004)
    • CF21 Investment Adviser (18 Aug 2004 to 19 Aug 2004)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (23 Apr 2004 to 31 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

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