Date authorised
1 April 2013
Companies House
03749749
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Tythe Barn
    5 Eglwys Nunydd
    Margam
    Neath Port Talbot
    SA13 2PS
    UNITED KINGDOM
    Phone
    +4401639860111
  • Complaints Contact

    The Tythe Barn
    5 Eglwys Nunnydd
    Margam
    Neath Port Talbot
    SA13 2PS
    UNITED KINGDOM
    Phone
    +4401639860111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Amanda Jayne Delaney

    IRN AJW00021

    • CF21 Investment Adviser (15 Mar 2004 to 29 Dec 2004)
  • Annette Champ

    IRN AXC01872

    • CF30 Customer (3 Mar 2009 to 24 Aug 2010)
  • Anthony Clayton Parker Williams

    IRN ACW01104

    • CF22 Investment Adviser (Trainee) (30 Apr 2007 to 30 Apr 2007)
    • CF21 Investment Adviser (11 Nov 2002 to 15 Dec 2003)
  • Claire Louise Bobbett

    IRN CLB01080

    • CF22 Investment Adviser (Trainee) (26 Apr 2004 to 28 Nov 2005)
  • David Henry Howe

    IRN DHH00011

    • CF30 Customer (1 Nov 2007 to 11 Dec 2009)
    • CF21 Investment Adviser (16 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Jan 2004 to 16 May 2007)
  • Diane Batten

    IRN DXB00275

    • CF30 Customer (1 Nov 2007 to 14 Mar 2008)
    • CF21 Investment Adviser (8 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Sep 2005 to 8 Jun 2007)
  • Giampaolo Servini Roberts

    IRN GSR01038

    • CF30 Customer (6 Feb 2009 to 31 Dec 2012)
  • Hugh Roderick Edwards

    IRN HRE00001

    • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
    • CF22 Investment Adviser (Trainee) (8 Aug 2006 to 31 Oct 2007)
  • Huw Morgan Hathaway

    IRN HMH00005

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (7 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Aug 2004 to 7 Feb 2007)
  • Huw Thomas

    IRN HXT01075

    • CF30 Customer (1 Nov 2007 to 28 Mar 2013)
    • CF21 Investment Adviser (2 May 2003 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.