Hugh Roderick Edwards

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Medical & Professional Investment LLP

    FRN 485852

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (3 Nov 2008 to 8 Dec 2019)
    • CF4 Partner (3 Nov 2008 to 8 Dec 2019)
  • HHPG Limited (no longer approved here)

    FRN 191436

    • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
    • CF22 Investment Adviser (Trainee) (8 Aug 2006 to 31 Oct 2007)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF22 Investment Adviser (Trainee) (7 Jul 2004 to 30 Dec 2006)
    • CF1 Director (AR) (7 Jul 2004 to 30 Dec 2006)
  • Phoenix Partnership (Wales) Ltd (no longer approved here)

    FRN 401671

    • (4)Employed By (7 Jul 2004 to 30 Dec 2006)
  • Llandaff Associates Limited (no longer approved here)

    FRN 219503

    • (13)Employed By (26 Mar 2003 to 10 Jun 2004)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF22 Investment Adviser (Trainee) (19 Aug 2002 to 7 Apr 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF22 Investment Adviser (Trainee) (19 Aug 2002 to 7 Apr 2003)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF22 Investment Adviser (Trainee) (19 Aug 2002 to 7 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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