Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TD Financial Ltd
FRN 469500
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 17 May 2021)
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- CF30 Customer (16 Sep 2010 to 30 Dec 2011)
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- Employed By (27 Oct 2009 to 30 Sep 2010)
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- CF22 Investment Adviser (Trainee) (30 Apr 2007 to 30 Apr 2007)
- CF21 Investment Adviser (11 Nov 2002 to 15 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.