Date authorised
1 April 2013
Companies House
03749749
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Tythe Barn
    5 Eglwys Nunydd
    Margam
    Neath Port Talbot
    SA13 2PS
    UNITED KINGDOM
    Phone
    +4401639860111
  • Complaints Contact

    The Tythe Barn
    5 Eglwys Nunnydd
    Margam
    Neath Port Talbot
    SA13 2PS
    UNITED KINGDOM
    Phone
    +4401639860111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Tarr

    IRN IET01005

    • CF30 Customer (22 Sep 2008 to 8 Oct 2011)
  • Ian Wallace

    IRN IXW00036

    • CF30 Customer (16 Sep 2008 to 31 Dec 2012)
  • Ian William Davies

    IRN IXD01103

    • CF30 Customer (1 Nov 2007 to 23 Dec 2009)
    • CF21 Investment Adviser (19 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 May 2003 to 19 Apr 2007)
  • Jonathan David Purnell

    IRN JDP00017

    • CF30 Customer (27 Aug 2009 to 9 Apr 2015)
  • Jonathan Leslie Powell

    IRN JXP00009

    • CF30 Customer (1 Nov 2007 to 28 Mar 2013)
    • CF8 Apportionment and Oversight (14 Feb 2007 to 31 Mar 2009)
    • CF10 Compliance Oversight (8 Jun 2005 to 30 Apr 2007)
    • CF11 Money Laundering Reporting (10 Mar 2004 to 8 Jun 2005)
    • CF21 Investment Adviser (12 Nov 2002 to 31 Oct 2007)
    • CF1 Director (12 Nov 2002 to 11 Dec 2013)
  • Julie Dawn Lowe

    IRN JDR01076

    • CF30 Customer (21 Jan 2009 to 12 Oct 2009)
  • Karen James

    IRN KXJ01094

    • CF22 Investment Adviser (Trainee) (12 May 2005 to 4 Jul 2006)
  • Lee Paul Hayes

    IRN LPH00003

    • CF30 Customer (20 Feb 2009 to 31 Dec 2012)
    • CF21 Investment Adviser (8 Oct 2004 to 31 Mar 2007)
    • CF22 Investment Adviser (Trainee) (12 Jan 2004 to 8 Oct 2004)
  • Linda Joyce Isaac

    IRN LJI00001

    • CF21 Investment Adviser (2 Oct 2006 to 20 Mar 2007)
    • CF22 Investment Adviser (Trainee) (26 Jul 2005 to 2 Oct 2006)
  • Mark Okechukwu Iheanacho

    IRN MOI00001

    • CF21 Investment Adviser (16 Feb 2005 to 24 Mar 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.