Ian Wallace

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IP Mortgages Ltd

    FRN 829798

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 27 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 15 Jul 2019)
    • Responsibility for MCD Intermediation (since 15 Jul 2019)
    • CF10 Compliance Oversight (1 Apr 2019 to 8 Dec 2019)
    • CF1 Director (1 Apr 2019 to 8 Dec 2019)
  • HHPG Limited (no longer approved here)

    FRN 191436

    • CF30 Customer (16 Sep 2008 to 31 Dec 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 19 Sep 2008)
    • CF21 Investment Adviser (3 Jul 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Nov 2004 to 3 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.