HHPG Limited

• Principal Place of Business

  The Tythe Barn

  5 Eglwys Nunydd

  Margam

  Neath Port Talbot

  SA13 2PS

  UNITED KINGDOM

  Phone

  +4401639860111

  Web

  https://www.hhpg.net

• Complaints Contact

  The Tythe Barn

  5 Eglwys Nunnydd

  Margam

  Neath Port Talbot

  SA13 2PS

  UNITED KINGDOM

  Phone

  +4401639860111

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Alfred Gilbey

  IRN MAG00001

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF11 Money Laundering Reporting (13 Mar 2007 to 31 Jul 2008)
  • CF10 Compliance Oversight (14 Feb 2007 to 13 Mar 2007)
  • CF24 Pension Transfer Specialist (13 Oct 2005 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 10 Mar 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 31 Dec 2012)
• Michael Anthony Jarman

  IRN MAJ00033

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF22 Investment Adviser (Trainee) (3 Sep 2007 to 31 Oct 2007)
• Michael Stanley Hirst

  IRN MSH00013

  • CF21 Investment Adviser (19 Apr 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (10 Jan 2006 to 19 Apr 2007)
• Neil Edward Mills

  IRN NEM01041

  • CF30 Customer (19 Mar 2010 to 31 Dec 2012)
• Neil Thomas Muir

  IRN NTM00004

  • CF30 Customer (23 Mar 2009 to 31 Dec 2012)
• Norman Derek Francis

  IRN NDF00004

  • CF30 Customer (1 Nov 2007 to 11 Dec 2009)
  • CF21 Investment Adviser (5 Jul 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (3 Mar 2007 to 5 Jul 2007)
• Osian Isaac Rees

  IRN UIR00001

  • CF22 Investment Adviser (Trainee) (20 Jul 2005 to 20 Mar 2007)
• Peter Howard Wright

  IRN PHW01025

  • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
  • CF22 Investment Adviser (Trainee) (26 Apr 2004 to 31 Oct 2007)
• Richard Harry

  IRN RXH00074

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 14 Jun 2016)
  • Responsible for Insurance Mediation (14 Jun 2016 to 30 Sep 2018)
  • CF10 Compliance Oversight (14 Jun 2016 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF11 Money Laundering Reporting (8 Jun 2005 to 8 Dec 2019)
  • CF21 Investment Adviser (21 Nov 2002 to 31 Oct 2007)
  • CF1 Director (21 Nov 2002 to 8 Dec 2019)
• Richard Wayne Stepney

  IRN RWS00038

  • CF21 Investment Adviser (29 Jan 2004 to 6 Aug 2004)

No changes recorded yet.