Date authorised
1 April 2013
Companies House
03749749
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Tythe Barn
    5 Eglwys Nunydd
    Margam
    Neath Port Talbot
    SA13 2PS
    UNITED KINGDOM
    Phone
    +4401639860111
  • Complaints Contact

    The Tythe Barn
    5 Eglwys Nunnydd
    Margam
    Neath Port Talbot
    SA13 2PS
    UNITED KINGDOM
    Phone
    +4401639860111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard William Lovering

    IRN RWL01053

    • CF30 Customer (21 May 2009 to 8 Oct 2012)
  • Robert Clive Dennis

    IRN RCD00013

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (8 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Jan 2006 to 8 Feb 2007)
  • Robert Ford

    IRN RXF00034

    • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
    • CF21 Investment Adviser (5 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Dec 2005 to 5 Mar 2007)
  • Robert Maldwyn Welsh

    IRN RMW00030

    • CF22 Investment Adviser (Trainee) (7 Jun 2005 to 31 Dec 2005)
  • Robert Maurice Mumford

    IRN RMM00027

    • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
    • CF21 Investment Adviser (11 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Sep 2006 to 11 Jul 2007)
  • Roberto Gelsomini

    IRN RXG00078

    • CF22 Investment Adviser (Trainee) (18 Aug 2005 to 30 Nov 2005)
  • Royston Paul Fielding

    IRN RPF01022

    • CF21 Investment Adviser (12 Mar 2004 to 9 Aug 2004)
  • Shakeel Rafiq

    IRN SXR00002

    • CF21 Investment Adviser (25 May 2004 to 30 Mar 2007)
  • Shane Michael Hyland

    IRN SMH01183

    • CF30 Customer (14 Aug 2009 to 31 Dec 2012)
  • Sheena Davies

    IRN SXD00021

    • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
    • CF21 Investment Adviser (16 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Dec 2005 to 16 May 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.