Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Medical & Professional Investment LLP (no longer approved here)

    FRN 485852

    • CF10 Compliance Oversight (17 Apr 2012 to 16 Jun 2016)
    • CF4 Partner (3 Nov 2008 to 16 Jun 2016)
    • CF11 Money Laundering Reporting (3 Nov 2008 to 17 May 2012)
    • CF30 Customer (3 Nov 2008 to 16 Jun 2016)
  • HHPG Limited (no longer approved here)

    FRN 191436

    • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
    • CF21 Investment Adviser (16 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Dec 2005 to 16 May 2007)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (1 Dec 2001 to 29 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.