Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (17 Apr 2012 to 16 Jun 2016)
- CF4 Partner (3 Nov 2008 to 16 Jun 2016)
- CF11 Money Laundering Reporting (3 Nov 2008 to 17 May 2012)
- CF30 Customer (3 Nov 2008 to 16 Jun 2016)
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- CF30 Customer (1 Nov 2007 to 31 Oct 2008)
- CF21 Investment Adviser (16 May 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (12 Dec 2005 to 16 May 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 29 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.