Robert Ford

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Medical & Professional Investment LLP

    FRN 485852

    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 12 Oct 2016)
    • CF10 Compliance Oversight (23 May 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (27 Dec 2012 to 28 Oct 2019)
    • CF4 Partner (3 Nov 2008 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (3 Nov 2008 to 31 Mar 2009)
    • CF30 Customer (3 Nov 2008 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Nov 2008 to 30 Sep 2018)
  • HHPG Limited (no longer approved here)

    FRN 191436

    • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
    • CF21 Investment Adviser (5 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Dec 2005 to 5 Mar 2007)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (20 Jan 2003 to 1 Apr 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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