Norman Derek Francis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (1 Mar 2012 to 31 Dec 2012)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (30 Jun 2011 to 30 Dec 2011)
  • HHPG Limited (no longer approved here)

    FRN 191436

    • CF30 Customer (1 Nov 2007 to 11 Dec 2009)
    • CF21 Investment Adviser (5 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Mar 2007 to 5 Jul 2007)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.