Michael Anthony Jarman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Jan 2025)
    • [FCA CF] Client dealing (since 2 Jan 2025)
  • HHPG Limited (no longer approved here)

    FRN 191436

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF22 Investment Adviser (Trainee) (3 Sep 2007 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (9 Sep 2002 to 25 Sep 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 9 Sep 2002)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (9 Sep 2002 to 1 Oct 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 9 Sep 2002)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF21 Investment Adviser (9 Sep 2002 to 9 Sep 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 9 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.