Osian Isaac Rees

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 3 Oct 2012)
    • CF30 Customer (since 3 Oct 2012)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (28 Dec 2011 to 30 Sep 2012)
    • CF4 Partner (AR) (28 Dec 2011 to 30 Sep 2012)
  • HHPG Limited (no longer approved here)

    FRN 191436

    • CF22 Investment Adviser (Trainee) (20 Jul 2005 to 20 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.