Ian William Davies

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EST Wealth Ltd

    FRN 921582

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 27 Apr 2022)
    • [FCA CF] Client dealing (since 27 Apr 2022)
  • Bartholomew Hawkins Ltd

    FRN 489590

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (24 Oct 2012 to 8 Dec 2019)
    • CF30 Customer (21 Dec 2009 to 8 Dec 2019)
  • HHPG Limited (no longer approved here)

    FRN 191436

    • CF30 Customer (1 Nov 2007 to 23 Dec 2009)
    • CF21 Investment Adviser (19 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 May 2003 to 19 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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