Huw Morgan Hathaway

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (3 Jan 2025 to 12 Dec 2025)
    • [FCA CF] Functions requiring qualifications (3 Jan 2025 to 12 Dec 2025)
  • HHPG Limited (no longer approved here)

    FRN 191436

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (7 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Aug 2004 to 7 Feb 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.