Sandham, Davies & Jones Ltd

Date authorised
1 April 2013
Companies House
04607199
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    33 Bridge Street
    Newport
    Newport
    NP20 4BH
    UNITED KINGDOM
    Phone
    +4401633213063
    Web
    https://www.sdandjones.co.uk

  • Complaints Contact

    33 Bridge Street
    Newport
    Newport
    NP20 4BH
    UNITED KINGDOM
    Phone
    +4401633213063

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alun Jordan Williams

    IRN AJW01340

    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Jan 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Jan 2022)
    • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
    • CF10 Compliance Oversight (1 Jan 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jan 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Jan 2005 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (1 Jan 2005 to 31 Oct 2007)
  • Dale Ryan Jones

    IRN DRJ00026

    • SMF16 Compliance Oversight (since 14 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Mar 2022)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 17 Mar 2020)
    • CF30 Customer (1 Nov 2007 to 1 Jun 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (23 Apr 2004 to 31 Oct 2007)
    • CF3 Chief Executive (23 Apr 2004 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (23 Apr 2004 to 31 Oct 2007)
    • CF1 Director (23 Apr 2004 to 8 Dec 2019)
  • Mark Okechukwu Iheanacho

    IRN MOI00001

    • CF1 Director (18 Aug 2004 to 19 Aug 2004)
    • CF10 Compliance Oversight (18 Aug 2004 to 19 Aug 2004)
    • CF11 Money Laundering Reporting (18 Aug 2004 to 19 Aug 2004)
    • CF21 Investment Adviser (18 Aug 2004 to 19 Aug 2004)
  • Paul Bromley

    IRN PXB00027

    • CF1 Director (23 Apr 2004 to 8 Jul 2004)
    • CF10 Compliance Oversight (23 Apr 2004 to 8 Jul 2004)
    • CF11 Money Laundering Reporting (23 Apr 2004 to 8 Jul 2004)
    • CF21 Investment Adviser (23 Apr 2004 to 8 Jul 2004)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.