Paul Bromley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KYMIN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 189815

    • CF30 Customer (13 Feb 2012 to 2 Jan 2013)
  • Sandham, Davies & Jones Ltd (no longer approved here)

    FRN 229652

    • CF1 Director (23 Apr 2004 to 8 Jul 2004)
    • CF10 Compliance Oversight (23 Apr 2004 to 8 Jul 2004)
    • CF11 Money Laundering Reporting (23 Apr 2004 to 8 Jul 2004)
    • CF21 Investment Adviser (23 Apr 2004 to 8 Jul 2004)
  • Hancock Life & Pensions (no longer approved here)

    FRN 200074

    • (3)Employed By (1 Dec 2001 to 7 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.