KYMIN FINANCIAL SERVICES LIMITED

• Principal Place of Business

  35 Bridge Street

  Newport

  Gwent

  NP20 4BH

  UNITED KINGDOM

  Phone

  +4401633840000

  Web

  https://www.kymin.co.uk

• Complaints Contact

  35 Bridge Street

  Newport

  Gwent

  NP20 4BH

  UNITED KINGDOM

  Phone

  +4401633840000

  Web

  https://www.kymin.co.uk

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Allan Michael Furst

  IRN AMF00011

  • CF21 Investment Adviser (1 Dec 2001 to 24 Dec 2004)
• Christopher David Taylor

  IRN CDT01054

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 19 Nov 2020)
  • [FCA CF] Client dealing (since 19 Nov 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 15 Oct 2019)
  • CF30 Customer (10 Feb 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (28 May 2013 to 8 Dec 2019)
  • CF10 Compliance Oversight (28 May 2013 to 15 Oct 2019)
  • CF1 Director (11 May 2012 to 8 Dec 2019)
• Deborah Ann Richardson

  IRN DAR01216

  • CF30 Customer (1 Nov 2012 to 14 Aug 2013)
• Della Susan Tew

  IRN DST01031

  • [FCA CF] Functions requiring qualifications (19 Nov 2020 to 1 Dec 2024)
  • [FCA CF] Client dealing (19 Nov 2020 to 1 Dec 2024)
  • CF30 Customer (13 Jun 2016 to 8 Dec 2019)
• Gerald Geoffrey Charles Davies

  IRN GGD00004

  • Responsible for Insurance Distribution (1 Oct 2018 to 9 Jan 2019)
  • CF30 Customer (1 Nov 2007 to 9 Jan 2019)
  • Responsible for Insurance Mediation (31 May 2005 to 30 Sep 2018)
  • CF10 Compliance Oversight (23 Apr 2003 to 9 May 2012)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF3 Chief Executive (1 Dec 2001 to 9 Jan 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 9 Jan 2019)
• Ian Vincent Windsor-Smith

  IRN IVW00001

  • CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2003)
• Ian William Tweddle

  IRN IWT00001

  • CF30 Customer (9 Feb 2012 to 31 Dec 2013)
• Jean-Marc Andre Paul Braham

  IRN JAB01332

  • CF22 Investment Adviser (Trainee) (11 Jun 2004 to 20 Aug 2004)
• John Anthony Hughes

  IRN JAH00074

  • CF30 Customer (17 Feb 2012 to 11 Dec 2012)
• Katarzyna Kinga Potts

  IRN KKM01016

  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 19 Nov 2020)
  • [FCA CF] Client dealing (since 19 Nov 2020)
  • CF30 Customer (5 Oct 2016 to 8 Dec 2019)

• Argoed Wealth Management Ltd

  FRN 733723 · Appointed 1 Dec 2016

• Sweetland Associates Ltd (no longer appointed)

  FRN 200347 · Appointed 15 Jun 2011 · Until 4 Jul 2011

No changes recorded yet.